Sean Haley Email Address

abcdef@planmember.com

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Job Title

Vice President and Chief Compliance Officer

Company

Planmember Securities

Plan Member Services Corporation was added to Crunchbase.

Bio

A highly experienced compliance professional with an extensive background in leading diverse teams to success in fast paced environments with an evolving regulatory landscape. A team oriented leader with experience working in broker dealer compliance as well as registered investment advisory (RIA) compliance. Proven experience with and extremely knowledgeable about federal and state securities laws and regulations, FINRA rules, and the Investment Advisers Act of 1940.

Last University

Went to California Polytechnic State University-San Luis Obispo

Location

Is based in Santa Monica, California, United States.

Linkedin

https://www.linkedin.com/in/sean-haley-410783117

Other people working at Planmember Securities:

Kimberly GlobermanTalent Acquisition Recruiting Coordinator

Cliff KensingerDirector Marketing Technology

Anastasiya ZheludkovaDoctor of Physical Therapy Student

M. Baillargeon**********@planmember.com

Leslie AdamsDigital Marketing Content Strategist

N. Rosenblum**********@planmember.com

Chris JanewayFinancial Advisor Investor Coach Public Speaker SmartVestor Pro

Hamza SyedChief Technology Officer PlanMember Services Corporation

Angel Sugleris*****@planmember.com

Tammy Brothers*********@planmember.com

Russell ChildsAccomplished Senior Executive Articulate, Financial Services, Insurance, Retirement, Education Focused Background

Charles ('Chuck') RushmorePresident and Founder

Jon Hall*****@planmember.com

Richard FordSenior Vice President, Chief Marketing Officer

Pat Lynn*****@planmember.com

C. Leung******@planmember.com

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