Kaley Fleig Email Address
@cir2.com
Director Wealth Management Operations
Cambridge Investment Research Home Page
Experienced manager with extensive experience in personnel, project and compliance program management. Skilled in federal, state and SRO rules and law. Excellent background in customer service, resource management and budgeting. Experienced in developing and implementing policies and procedures designed to ensure compliance with securities and banking regulation.Previously held series 4, series 7, series 24, series 53, series 66, and series 99 securities licenses; currently hold Iowa Life, Health, and Disability Insurance Licenses.
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