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Stephen Bard Email Address


Job Title

WIM Director of Social Media and Communications Compliance

Wells Fargo Advisors

We serve as a single point of contact to address the financial needs of our clients


An Industry thought leader and subject matter expert on impact of social media within brokerage who brings together business partners from different areas to build single solutions, and a manager who successfully grows critical skill within a diverse talent pool. Leads and provides oversight for Mass, Digital and E- communications for the Firm’s traditional, bank brokerage, independent and clearing broker dealer dual registrants. He has been in the Industry for over 20 years, beginning with Prudential Bache Securities. He is an active participant in industry groups, is currently appointed to the FINRA Public Communications Committee and has been a member on various FINRA taskforces including Social Media. He has represented the Firm as an industry expert on social media and registered representative communication practices at industry conferences, and also is an instructor at Wells Fargo Advisors University. In addition to communication related issues, he provides guidance on Investment Advisory subjects such as performance, testimonials and third party rankings, as well as Books and Records issues.

Is based in Malibu.

Other people working at Wells Fargo Advisors:

Tim BachmannCredit Risk Consultant
Garrett WeissManaging Director Investments
Joey HabermanManaging Member
Shaba RashidFirst Vice President Investments, Financial Advisor
Bruce LinFinancial Advisor, Senior Vice President- Investments
William Reilly**********@wellsfargoadvisors.com
Richard SpinkChief Financial Officer
Frederic SjostromProfessional
Chuck Waeltz**********@wellsfargoadvisors.com
Michele Cheatham**********@wellsfargoadvisors.com
Lori LongAdministrative Assistant
Ron DockSenior Vice President, Chief Technology Officer Enterprise Information Technology Brokerage Technology
Robert Akred**********@wellsfargoadvisors.com
Mike FloodManaging Director, Client Digital
Ben QuinneyMarketing Director
Dale RanstromFirst Vice President Investments
Susan JohnstonVice President, Information Technology Manager
Amy Palatnick**********@wellsfargoadvisors.com

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