Compliance and Corporate Governance
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•27+ years of Tier 1, global experience in Financial Services Compliance, Legal and Corporate Secretarial functions. Additional experience as Information Security Coordinator and Business Anti-Fraud Officer • Review, advise and lead corporate Compliance policymaking, controls implementation, and monitoring of Compliance requirements • Experience in cross-organizational operations, including leading Compliance-related automation projects, coordinating corporate litigation and law firm management, and driving regulatory communications & inspections
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