Oscar Moraga Email Address

Business Unit Compliance Officer

Bank Leumi USA (Leumi) is a full-service commercial and private banking institution providing financial services to middle market firms, as well as a full range of private banking solutions to domestic and international clients.

I am a highly skilled and detail-oriented senior compliance professional with over 15 years of progressive experience in advanced regulatory AML compliance and project management leadership roles with top financial institutions. As I have advanced through my career, I have developed subject matter expert knowledge in risk International and Domestic Private Wealth Management, international cross border rules and regulations for broker dealers and international banking, BSA, Risk, Know Your Customer (KYC), Sales Supervision, Anti-Money Laundering (AML), and the Bank Secrecy Act (BSA) among other areas. With each role, I have repeatedly showcased my leadership abilities as I have put in place changes to significantly improve the culture of compliance for my organizations while strengthening processes to achieve greater efficiency and achieve compliance benchmarks. In addition, I excel at assessing and mitigating risk across all areas and making expert determinations based on all risk levels. I am able to effectively collaborate members across all organizational areas and levels to drive unified approaches to achieve progressive business and financial objectives while still maximizing compliance. To create a stronger compliance culture, I continually coach and mentor staff on compliance best practices and better identifying risks. I also ensure compliance requirements are incorporated in all business strategies, initiatives, and projects. Building and cultivating relationships accords the entire organization to increase collaboration among all units and departments. Core Strengths: Risk Assessment & Management Cross Border Regulatory Compliance Anti-Money Laundering Compliance Business Risk & Reward Analysis Know-Your-Customer Compliance Policy & Program Development International Cross-Border Oversight Project Management EDD /High Risk Training Planning & Delivery BSA/KYC My credentials include FINRA 4/6/7/9/10/24/26/63/66, Life & Variable Annuities as well as accreditation as a Certified Anti-Money Laundering Specialist (CAMS).