Jeffrey Guzman Email Address
@breancapital.com
Chief Compliance Officer
Brean Capital is an independent investment bank and asset management firm. We focus on delivering high-quality investment ideas and investment banking services to institutional investors and corporate clients. Our services include equity research, corporate finance and advisory investment banking, equity institutional sales and trading, and asset management. Our fixed income business provides sales, trading, research and banking services on a wide range of mortgage and asset-backed, US Treasury and government agency securities, structured products, corporate bonds, and municipal debt.
Ability to work under stressful conditions and pressure in a FINRA regulated broker-dealer. Over 20 years of experience in establishing and maintaining sales and trading compliance with strict adherence to regulatory guidelines for a wide range of products.
Other people working at Brean Capital:
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