Chief Regulatory Officer
Advisor Group, Inc. is the holding company for a network of independent broker-dealers that is among the largest in the United States. The four broker-dealers that comprise Advisor Group - FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc., and Woodbury Financial Services, Inc. - are Registered Investment Advisors and members of FINRA and SIPC.
Experienced Compliance professional with 20 years of experience.
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