Senior Vice President, North America Banking and Custody Compliance
Northern Trust Corporation is a financial services company that specializes in Investment Management, Asset and Fund Administration, and Fiduciary and Banking solutions.
I'm a classically trained (Big 5) financial auditor passionate about doing things right because its the right thing to do! I have extensive operational and compliance audit experience in the financial services industry possessing the following valuable skills: • Enterprise-wide risk assessment and gap analysis • Audit universe mapping and annual risk-based audit planning • Risk-based compliance and IT examinations • Training strategy, planning and execution • General regulatory compliance risk assessment • IT general controls analysis & testing • Fair lending and BSA/AML specific risk assessments • Quality assurance reviews
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