Wayne Schletter Email Address
@tdsecurities.com
US Chief Information Officer
TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients who choose us for our knowledge, innovation and experience in the following key areas of finance: investment, corporate and government banking, capital markets, interest rate, currency and derivative products. TD Securities works with clients around the world and our services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures, and executing daily trading and investment needs.
Over thirty years of expertise in the global management of financial technology and business continuity planning. Experience includes positions at TD Securities, Mizuho Capital Markets, Reuters America and Hewlett Packard. Subject Matter Expert in: • Technology Leadership, Supervision & Oversight • Technology Risk Management & Controls • Technology Regulatory Compliance • Disaster Recovery & Business Continuity Strategy • Operational Resilience Design & Execution • Trade Floor Design & Build-out • Project Management Certifications: • FINRA Certified Operations Professional (Series 99) • DRII Certified Business Continuity Professional (CBCP) • PMI Certified Project Management Professional (PMP) Particular expertise in: • Creating business, technology and business continuity strategy and implementing it with strong program and project management, including technical implementation, financial & budget planning, risk analysis, regulatory compliance and team management. • All areas relating to the acquisition, development, design, implementation and support of information technology, communications and facilities with particular expertise in real-time trading environments. • Business Continuity Planning (BCP) and management (BCM), including disaster recovery (DR) and contingency planning, with direct hands-on experience during the events of 9/11. Member of the SIFMA BCP & General Threats Tactical Subcommittees.
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