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Jose Flores Email Address


Job Title

Vice President Compliance

Jennison Associates

Jennison Associates was founded in 1969. Over the years,we have carefully expanded our active fundamental equity expertise beyond our flagship large cap growth strategy to include a targeted yet diverse group of investment disciplines that span styles, geographies and market capitalizations. Our fixed income capability includes investment grade active and structured strategies of various durations with both market and customized benchmarks. Jennison's business mix is balanced across institutional and subadvisory channels and includes a small private client component.


1940 Act Compliance; Investment Advisor Compliance; UCITS III and similar offshore schemes compliance; Institutional/ERISA compliance; fund administration; fund accounting; automated compliance systems experience (both fixed income and equity; Pre-trade and post-trade). Regulatory Audits of Investment Advisor; Fund or Advisor Policies and Procedures;Oversight of Advisor Trading practices; Due diligence Reviews

Last University
Graduated from Bentley University
Is based in Brooklyn.

Other people working at Jennison Associates:

Seth GinnsManaging Partner and Head of Liquid Investments
David ChanManaging Director Manager, Jennison Health Sciences Fund
Steve McNeilManaging Director
Richard KlemmerManaging Director and Portfolio Manager
Paul PakSenior Vice President, Head of Information Governance
Miriam ZussmanSenior Vice President
Jennifer GilbertSenior Vice President, Marketing and Communications
Brian GillottInvestment Executive and Portfolio Manager (Managing Director
Andrew LadenInformation Technology Infrastructure Architect
Thomas WolfeManaging Director, Head of Fixed Income
Cheryl LynchVice President, Marketing and Client Service Manager
Joe EspositoTechnical Account Manager
Erik BrownManaging Director
John MiliusVice President Technology Controller
Spiros SegalasPresident and Chief Investment Officer
P. Andersonp*****@jennison.com
Peter ReinemannManaging Director
C. Mancinic*****@jennison.com
Seth RobbinsSenior Consultant
Avi BergChief Investment Officer
Dana OrlowskiAssistant Vice President, Senior Human Resources Business Partner
Jody BrogleSenior Vice President
Elena AmatoVice President, Director of Human Resources

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