Jose Flores Email Address
@jennison.com
Vice President Compliance
Jennison Associates was founded in 1969. Over the years,we have carefully expanded our active fundamental equity expertise beyond our flagship large cap growth strategy to include a targeted yet diverse group of investment disciplines that span styles, geographies and market capitalizations. Our fixed income capability includes investment grade active and structured strategies of various durations with both market and customized benchmarks. Jennison's business mix is balanced across institutional and subadvisory channels and includes a small private client component.
1940 Act Compliance; Investment Advisor Compliance; UCITS III and similar offshore schemes compliance; Institutional/ERISA compliance; fund administration; fund accounting; automated compliance systems experience (both fixed income and equity; Pre-trade and post-trade). Regulatory Audits of Investment Advisor; Fund or Advisor Policies and Procedures;Oversight of Advisor Trading practices; Due diligence Reviews
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