Jim Macdonald Email Address

Advertising Compliance Analyst

Independent Financial Group, LLC is a securities and investment firm offering personalized services to individuals and institutional investors through our team of independent financial professionals. Our representatives offer professional advice and investments, including mutual funds, annuities, life insurance, fee-based asset management, direct participation programs, and stocks and bonds.\

I am a Financial Services professional with extensive experience in the Financial Securities and the Broker/Dealer industry. I worked in various capacities from consulting with Financial Advisors in the areas of compliance oversight, and risk Identification to Relationship Management, Equity Trading, Margins, Cash Management, and back office operations. With my years of Financial Services experience, I have also become knowledgeable with a wide range of compliance issues, FINRA rules, and regulations, sales practices, investment products, and industry processes. My objective is to explore new opportunities in the Financial Securities industry using my industry experience, proven abilities, and potential.